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DeFi (Decentralized Finance): Investment and Legal Framework

28 Nisan 2026 Artificial Intelligence and Web3 Law 1 dk okuma 55 görüntülenme

DeFi (Decentralized Finance) are protocols that provide financial services on the blockchain without banks and brokerage firms.

DeFi Services

  • Exchange (DEX): Uniswap, SushiSwap
  • Lending: Aave, Compound
  • Liquidity pool (LP)
  • Staking
  • Yield
  • Stablecoin (USDT, USDC, DAI)

Turkish Law Status

  • Evaluation is being made within the scope of CMB
  • No clear regulation yet
  • Some transactions may be considered "securities"
  • KVHS regulation does not yet cover DeFi

Tax

  • Continuous transaction: commercial farming gain
  • One-off: capital gain
  • Yield (interest): interest income
  • LP yield: controversial

Risks

  • Smart contract vulnerabilities (hack)
  • Impermanent loss (on LP)
  • Rug pull (token value zero)
  • Stablecoin depeg (Terra-Luna example)
  • Regulatory intervention

KYC/AML

  • No traditional KYC in DeFi
  • Enforcement under MASAK is controversial
  • Some protocols integrate KYC

In Case of Victimization

  • It is difficult to identify the contract developer (anonymous)
  • KYC if there is a printout on the exchange records
  • Complaint to the public prosecutor's office

Practical Recommendations

  • Invest in audited protocols
  • Be skeptical of promises of high returns
  • Wallet security (hardware wallet)
  • Make a tax declaration
  • Multi-wallet strategy

Web3 and capital market law lawyer recommended.

Telif bildirimi This content and all related Q&A texts are protected under Turkish Copyright Law No. 5846. Unauthorized copying, reproduction, publication, adaptation, bulk extraction, or commercial use is prohibited; legal and criminal remedies are reserved in case of infringement.

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